Partners

EagleClaw Capital Management is privately owned and independent, but created a strong partnership with Moors and Cabot upon its inception. Moors and Cabot is a full service investment firm founded and headquartered in Boston, MA, since 1890, with major offices in San Francisco, Phoenix, Boca Raton, Winter Park, and Naples, FL. The partnership between Moors and Cabot and EagleClaw Capital Management allows us to leverage Moors and Cabot's relationship with FirstClearing Corp. for custody, trade execution, clearing, and other back office services. It also provides us access and personal relationships with equity and fixed income traders, as well as the right to use Moors & Cabot's research subscriptions. In general, sharing resources and physical space with Moors and Cabot allows us to focus on managing money rather than the details of running a small business, and provides us resources to help manage accounts that were no longer available as part of a large firm that would be difficult to duplicate starting from scratch. As Registered Representatives of Moors and Cabot, we are also able to handle any investment accounts for which a fee for service relationship is not appropriate.

To learn more about Moors and Cabot, visit www.moorscabot.com.

We use Advent Software to provide performance reporting, appraisals, and industry-leading portfolio management information and tools. Advent has been an innovator in this field since its inception in 1983, and is currently viewed as the gold standard in performance reporting and portfolio management solutions.

To learn more about Advent Software, visit www.advent.com.

Moors & Cabot has a contractual agreement with RBC Correspondent Services (RBC CS) to serve as our clearing firm. This fully disclosed agreement states the responsibilities of each party. Prior to the agreement becoming effective, RBC CS is responsible for making all disclosures to our firm's designated examining authority as required by NYSE Rule 382. Each client of our firm is notified of the relationship via a disclosure letter. The disclosure letter details the responsibilities that our firm (the introducing broker-dealer) and RBC CS (the clearing firm) have to the client. Although client assets are held by RBC Capital Markets, LLC, neither RBC Capital Markets, LLC, nor RBC CS has responsibility for the financial condition or performance of our firm or our Financial Advisors.

RBC Correspondent Services, is a division of RBC Capital Markets, LLC. RBC Capital Markets, LLC, is a member of the Securities Investor Protection Corporation (SIPC). SIPC is a nonprofit membership corporation funded by its member security broker-dealers. SIPC protects the securities clients of its members in the event of the failure of a member firm. SIPC reimburses clients the cash value of their securities up to $500,000 per client.  Any cash in a client's account would be reimbursed by SIPC up to $250,000 (reducing the $500,000 above). RBC Capital Markets, LLC, has purchased an additional policy that offers coverage in excess of the protection provided by SIPC. This coverage covers additional securities and cash protection up to $99.5 million per client, of which $900,000 may be in cash. A $400 million aggregate limit applies to this additional coverage.

To learn more about SIPC visit www.SIPC.org.